COMPLAINT MANAGEMENT SYSTEM-NEED OF THE HOUR

 management of consumer complaints, all the staff
It is believed that, companies all over the globebe trained in the following aspects:
receiving  the complaints from customers- Empathy
towards the product or service includes high price,- Consumer orientation
inferior quality, under weight, poor service etc.One- Communication skills
of the indicators used by Sellers of consumer- Corporate complaint management policy
goods in commercial and business undertakings to- Complaint handling procedures
improve customer orientation is to measure- Consumer protection laws
customer satisfaction levels.  It  is in this STEPS INVOLVED   IN    COMPLAINT
context, an attempt was made to explore theMANAGEMENT PROCESS MODEL
functioning of prevailing complaint management 
system in the commercial undertakings in- Receipts of Complaint
supplying the goods and providing 
services & the proper framework for- Recording &classification of complaints
Complaint Measurement Process Model. 
Normally ,Complaints are received by the- Receipt, confirmation & other details
companies  through various modes such aspassed on to the complaints authority
through telephone, fax, courier, and 
company’s marketing representatives or- Dealt by complaints
personally by the customer themselves. On the 
receipt of the complaints, the company adopts- Complaints dealt with by team
the following procedures:      v     Direct Handling
1. Receipt of complaint- Response to customer
Complaints are received through various modes- Monitoring of measuresv     Steering
such as e-mail, phone call, fax, postal or personal(direct-finding) team
or through company’s field force. The 
complaints are generally received from patients /EVALUATION OF COMPLAINT MANAGEMENT
patient representatives, physicians, hospitals,SYSTEM
wholesaler / retailers or from regulatoryIt is therefore apparent that in this project the
authorities such as Food and Drugs Administration,researcher will examine various aspects of
Drugs Control Administrations and so on. Oncustomer complaint management system as listed
receipt of the complaint, whoever may be thebelow:
recipient, forwards the complaint to Head of- Does the organization provide information about
marketing division within the same day.how to complain and to whom complaints should
2. Complaint loginbe made, including a contact, a phone number,
            On receiving the complaintand an address? How is this information
from the above, the marketing head logs in thedisseminated?
complaint in the complaint register. In his absence,- Can clients make complaints in a variety of
his deputy does the same. Other details such asways - in person, in writing, by fax, and by
type of complaint, product details, batch number,telephone?
complainant contact details etc are also entered in- Has the organization designated staff to help
the register. If samples are received along withpeople formulate and pursue their complaints?
the complaints, the sample details are also- Do employees know what to do when they
entered in the log book.receive a complaint?
3. Evaluation / review of the nature of complaint- Is written guidance on complaint resolution
A preliminary evaluation is made by the marketingprocedures available
head on the nature of complaint, whether it is- Do procedures allow employees to resolve
genuine or not. He also classifies whether it iscomplaints on the spot if possible, and to provide
quality related or not. If the complaint is related toimmediate redress, where appropriate?
the quality attributes of the product, it is referred- If employees cannot deal with an appropriate
to the head of Quality Assurance for furthercomplaint on the spot, do the procedures set out
investigation. All the other complaints are handledfurther stages, including steps for conducting a full
by head of marketing and closed at his end withinvestigation and for providing a full final reply?
appropriate response and remedy..- Are there time limits for dealing with various
 4.  Marking of complaint to Quality Headtypes of complaints, and for each step in the
Head of marketing division forwards all complaintsprocedure, such as acknowledgment, interim reply,
related to the quality of the product, to head ofand final reply?
Quality Assurance. Head of Quality Assurance- Does the organization monitor time limits and
reviews the complaint and decides the appropriatereview them regularly?
course of action to be taken. This includes review- Do employees keep complainants informed of
of complaint sample to establish genuineness,the progress of their complaint?
categorizing the complaints as critical, major and- Is staff trained to handle complaints?
minor. The next step is investigation.- Is staff trained in interpersonal skills, including
5. Investigation of the complaintskills for dealing with abusive and threatening
The Quality Assurance team evaluates the batchbehaviour?
manufacturing records of the complaint sample to- Does the system allow employees to retrieve
establish the root cause of the complaint. Theinformation about a complaint quickly?
control samples of the complaint batch are also- Has the organization ensured that all complaints
verified as well as all the analytical data related toare investigated fully and fairly?
the batch release. If required, Research and- Does the organization deal with all complaints
Development (R&D) team is also included inequally, regardless of the status of the persons
the investigation process. At the end ofwho complain?
investigation, assignable cause is identified.- Do complainants know that the organization will
6. Preparation of responsedeal with their complaints in confidence, where
A detailed response is prepared with properapplicable?
justification. If the reason for complaint is found- Does the procedure make clear to employees
out to be improper storage condition orthat clients should not be treated adversely as a
mishandling of the product, the same is indicatedresult of making a complaint?
in the response with proper scientific rationale.- Does the procedure guarantee a response to all
The response thus prepared is forwarded to thecomplaints?
marketing head.- Does the organization ensure that it has fully
7. Intimation to the complainant with response andaddressed all the points at issue?
appropriate remedy- Do responses explain to clients who are still
The properly formulated response is sent to thedissatisfied that no further redress is available
complainant with appropriate remedy, if applicable.within the complaint system and, if appropriate,
The appropriate remedy could be an apology,how they may pursue the issue?
replacement of defective product, refund,- Are there clearly established redresses for all
compensation or in the form of suggestions suchtypes of complaints?
as “Do’s” and “Don’ts”- Does the organization provide information about
with the product, to avoid repeat problem at theforms of redress?
customer end.  In case of serious quality issues,- Do employees express regrets spontaneously,
apart from the complainant, the regulatoryregardless of the nature of the complaint?
authorities (e.g.: FDA) are also intimated about the- Is there a system for recording complaints?
problem.- Does the organization monitor the recording
 8. Closure of the complaintsystem?
Once the reply is sent to the complainant with- Has the organization set performance targets
appropriate response and remedy whereverfor handling complaints?
applicable, the complaint is closed on receipt of- Does the organization monitor client satisfaction
acknowledgement from the complainant. If therewith complaint and redress procedures?
is no response from the complainant for more- Does the organization monitor the effectiveness
than a month, it is presumed that the complainantof staff training in handling complaints?
is satisfied with the response and complaint is- Do managers include information on the handling
closed. The same is entered in the complaintof complaints and compliments in their regular
register / log book. The complaints are alsoreviews of staff performance?
captured and incorporated in the annual product- Has the organization made service
review.improvements after analyzing problems highlighted
 Following Modules are kept in mind while dealingby complaints?
with the complaint management system.- Does the organization publish information about
 complaints and their resolution, and make that
- Inter active modules or the front end dealingsinformation available to clients? 
with customers and the procedures for receiving From the aforesaid discussion, it is felt that, the
complaints.updated measures, policies; procedures can be
- Management Modules or middle end where allconverted into customer service standards to be
the feed back is interpreted, organized &adhered by the suppliers, sellers of the product in
analyzed.the organization. The model highlighted in this
- Policy Modules or Back end where short falls arearticle should also be used as a control measure
identified and steps taken to rectify such shortand the top management to measure service
falls. The rectifications take the form of changeseffectiveness.The updated measures, policies and
in policies and procedures.procedures should be shared with all the stake
- Complaints received and analyzed by theholders of the company.  Updating helps
information system should be documented foremployees to understand  the culture of
future use.customer orientation for helping them and
- Feedback should be used in mapping thesuppliers understand the standard set by the
problem areas, identifying shortcomings.organization for serving them.
- These problem areas, inadequacies, should beIt is evident  that the complaint management
rectified through suitable changes in policies,& redressal system is highly dependent on
procedures.the consumer’s information. The outcome
- Care should be taken while formulating suchthus obtained also has the ramifications for the
policies to take into account future requirementsefficient complaint management system and
also.rational expectations in the consumer behaviour
 It is suggested that for the effectiveliterature.